|Articles|September 16, 2008

April30 2003
Volume 10
Issue 8

FEE-BASED FINANCES

Investment News

Result:

Brokers who get their incomefrom commissions on transactionsthey execute are losing ground to fee-basedbrokers who charge based onthe time spent on a client's account,or on the amount of assets in theclient's portfolio, according to arecent report in . Theconflict of interest that is inherent inthe commission-based broker's relationshipwith the client got tarredwith the same brush that paintedWall Street's analysts as too cozy withthe stocks they analyzed. Thenumber of fee-based brokers is onthe rise, with some big-name firmslike Merrill Lynch setting up programsto dispense fee-based financialplanning advice.

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Portfolio CHECK-UP

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Don't Delay, Start Saving for Retirement

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Gain Perspective on Variable Annuities

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Docs Miss the $ Boat-Again

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Establish E-communication with Patients

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Enjoy E-mail Paydays for Consultations

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Confront HIPAA as a Former Soviet Would

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Take Steps to Avoid IRS' Audit Dragnet

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Take Fiscal Advice from a Fellow Doctor

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Doc's Stocks Current Standings

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FEE-BASED FINANCES

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